Stoltmann Law Offices is investigating Jonathan A. Francis, a former broker from Brooklyn, New York. Francis entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) and was barred from association with any FINRA member firm in any capacity. FINRA alleged that Francis issued unauthorized ATM cards which drew money out of the accounts of bank customers, some of whom were deceased. Subsequently, he took $210,000 in customer funds for himself.
Francis was registered with Chase Investment Services Corp. in Brooklyn, New York from April 2010 until October 2012, J.P. Morgan Securities, also in Brooklyn, from October 2012 until October 2013, and J.P. Turner & Co. in Brooklyn from October 2013 until November 2013. He is no longer licensed within the industry, and FINRA barred him from acting as a broker or otherwise associating with firms that sell securities to the public.
If you invested money with Jonathan A. Francis, and suffered losses, you may be able to recover your money by calling Stoltmann Law Offices at 312-332-4200 and speaking to an attorney. His former firm, J.P. Turner & Co. can be held liable for investment losses, as they had a duty to reasonably supervise him while he was employed there. We are securities attorneys based in Chicago, Illinois and we sue firms like J.P. Morgan to recover money for investors.
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