Stoltmann Law Offices is interested in hearing from investors who may have lost money with KCD Financial. Recently, the Financial Industry Regulatory Authority (FINRA) brought a regulatory action against KCD, alleging that it failed to reasonably supervise the sales of unregistered securities. This is a violation of securities rules and regulations. Specifically, FINRA alleged that KCD sold investments in WRF Distressed Residential Fund 2011 out of its Dallas, Texas branch. KCD brokers sold over $2 million in investments for WRF Distressed Residential Fund 2011, while it was an unregistered security. FINRA fined KCD $73,000 for its misconduct, as did the Securities and Exchange Commission (SEC). KCD is based out of Green Bay, Wisconsin. Please call our Chicago and Barrington, Illinois-based law firm today at 312-332-4200 to find out how you may be able to bring a claim against KCD Financial for investment losses. The firm may be responsible for losses and we bring claims against it in the FINRA arbitration forum on a contingency fee basis only. The call is free with no obligation.
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