Former Pompano Beach, Florida-based Edward Jones broker, James Marino, was recently barred from the industry by the Financial Industry Regulatory Authority (FINRA). He allegedly refused to appear for an on-the-record testimony in connection with an investigation against him. He allegedly accepted gifts of $20,500 and used a client’s credit card for his own benefit. These are against securities laws and internal firm rules. Edward Jones can be held liable for losses in the FINRA arbitration forum on a contingency fee basis. Please call our Chicago-based securities law firm today at 312-332-4200 in order to speak to one of our attorneys for free. There is no obligation with the call. James Vincent Marino was previously registered with Edward Jones in Pompano Beach, Florida from July 2013 until November 2016. He has one customer dispute pending against him alleging that the advisor stole money from the client from the period of November 2013 through April 2016. He has been permanently barred from the industry. This is according to FINRA public records.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
