Published On: April 24, 2017

 

Did you lose money with Ann Comcowich of Prudential Investment Management Services? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about your losses. Ms. Comcowich was recently barred from the securities industry after she failed to respond to a Financial Industry Regulatory Authority (FINRA) investigation against her. She is accused of making 13 unauthorized withdrawals from her customers’ accounts at Prudential Investment Management Services. This is against securities rules and regulations. Brokers like Ms. Comcowich have an ironclad obligation to only recommend and sell securities that are suitable for their customers. If they do not, their brokerage firm may be liable for investment losses. Please call our securities law firm today at 312-332-4200 to find out how to sue Prudential Investment Management Services to recover your investment losses. The call is free with no obligation. Ms. Comcowich was registered with Prudential Investment Mangament Services in Scranton, Pennsylvania from March 2000 until November 2016. She has been permanently barred from the industry.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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