What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 1, 2016

Were you sold investments in Ampio Pharmaceuticals (AMPE) by your Aegis Capital Corp broker? If so, Stoltmann Law Offices would like to speak to you about your investments, as they could be risky and you may lose money. If you did lose money, please call 312-332-4200 to speak to an attorney. Our offices are based in Chicago, Illinois and we help investors recover their financial losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis so we only make money if you recover yours. Please call today as there is a statute of limitations associated with most of these cases. Aegis Capital was the joint booking running manager for AMPE in July 2012 when the company sold additional stock to the public. The stock did not perform well. Brokers who sell securities and stocks such as AMPE to clients are required to disclose all information about the company, as well as take into account a customer’s age, net worth, investment objectives and investment sophistication before recommending said investments. If the broker does not, his or her member firm may be liable for losses.

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The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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