Stoltmann Law Offices is investigating James Bach, a Merrill Lynch broker in Jacksonville, Florida. According to records with the Financial Industry Regulatory Authority (FINRA), Bach allegedly was not properly informed about the surrender charges associated with a variable annuity product. Also, in 2014, the Great Lakes Higher Education Guarantee Corporation filed a civil judgment or lien totaling $51,784.05 against him. It is currently outstanding. These are against securities rules and regulations. If you suffered losses with Mr. Bach, please call our securities law firm at 312-332-4200 today to speak with an attorney about how you can recover your losses on a contingency fee basis. The call to us is free with no obligation. We are securities attorneys based in Chicago, Illinois and we sue firms such as Merrill Lynch in the FINRA arbitration forum.
James A. Bach was registered with Morgan Stanley in Purchase, New York from January 2002 until November 2002, CUNA Brokerage Services in West Palm Beach, Florida from November 2002 until July 2008 and CUNA in Sunrise, Florida from October 2010 until December 2011. He is currently registered with Merrill Lynch in Jacksonville, Florida and has been since August 2013. He has one customer dispute against him, according to his FINRA BrokerCheck report.
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