According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Jarred M. Lawson was accused of making negligent misrepresentations or omissions during telephone calls with customer regarding the sale of mutual funds. He allegedly made negligent misrepresentations or omissions regarding the sale of Class A and C mutual funds during telephone conversations with 10 firm customers. He also made negligent misrepresentations regarding the fees associated with a managed account. This is against securities rules and regulations. For this he was fined $10,000 and suspended from the industry for one year.
Mr. Lawson was registered with Edward Jones in Jacksonville, Florida from August 2012 until November 2012, and Merrill Lynch in Jacksonville from November 2012 until February 2016. He has one criminal disposition against him. He is currently not registered within the industry. If you suffered losses with Mr. Lawson, please call our securities law firm today at 312-332-4200 for a free consultation. The call is free with no obligation. We sue firms such as Merrill Lynch in the FINRA arbitration forum.
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