According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Jay Chapler paid or caused to be paid transaction based compensation earned by his firm, Silver Leaf, to an unregistered entity. He also used a personal email account to conduct Silver Leaf business between 2012 and 2015. Chapler participated in undisclosed outside business activities while registered with Silver Leaf, and this is against securities rules and regulations. For this, Chapler was charged $22,5000 and suspended from the industry for four months. Chapler was registered with Lehman Brothers in New York, New York from January 1995 until December 1996, ABN AMRO Inc. in Stamford, Connecticut from April 1997 until October 1998 and Silver Leaf Partners in New York from June 2010 until August 2016. He is currently not registered within the industry. If you suffered losses with Jay Chapler, you may be entitled to recover them on a contingency fee basis by calling our law firm in Chicago at 312-332-4200. The call is free with no obligation.
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