What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 3, 2015

The Financial Industry Regulatory Authority (FINRA) permanently barred Jeffrey George Nunez from acting as a broker or associating with public securities firms. Stoltmann Law Offices is interested in speaking with investors who may have invested money with Jeffrey George Nunez, formerly of Chicago Investment Groups in Chicago, Illinois. He has been accused of failing to comply with an arbitration award or settlement agreement, participating in an unregistered distribution of securities, and offering to sell securities when no registration was filed. He was also accused of failing to execute trades, failing to supervise representatives and breaching fiduciary duty. These are all violations of securities rules and regulations.

Nunez was registered with McLaughlin, Piven, Vogel Inc. from January 1987 until January 1989, Lehman Brothers in New York, New York from January 1989 until June 1992, Prudential Securities in New York from May 1992 until December 1993, Gilford Securities Inc. in New York from February 1994 until November 1995, Commonwealth Associates in New York from November 1995 until February 1997, Fordham Financial Management in New York from February 1997 until October 1999, Providential Securities in Fountain Valley, California from December 1999 until October 2000 and Chicago Investment Group in Chicago, Illinois from October 2000 until November 2003. He has two customer disputes against him. He is not licensed within the industry and was permanently barred by FINRA.

If you lost money with Jeffrey George Nunez, his former firm, Chicago Investment Group, can be sued in the FINRA arbitration process. They had a duty to reasonably supervise him while he was employed there, and, because they did not, can be held liable for financial losses. Please call our securities law office in Chicago to speak to an attorney about your options of recovering money from Chicago Investment Group. The call is free with no obligation and we take cases on a contingency fee basis. 312-332-4200.


The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.


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