What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: August 29, 2016

Stoltmann Law Offices is investigating Jeffrey Ostrander, a Kansas-based Raymond James financial adviser. Ostrander is accused of misrepresenting material facts, making unsuitable investment recommendations, omitting material facts related to investments and making unsuitable investment recommendations. All of these are against securities rules and regulations. Ostrander’s former firm, Raymond James, can be held responsible for investment losses because of failing to reasonably supervise him. The firm can be sued in the Financial Industry Regulatory Authority (FINRA) arbitration forum.

Ostrander was registered with The Stuart-James Company Inc., Dean Witter Reynolds Inc., Painewebber Inc., Boatmen’s Investment Services, Piper Jaffray Inc., Invest Financial Corp, SII Investments, and Ameriprise Advisor Services in Overland Park, Kansas from May 2005 until March 2016. He is currently registered with Raymond James Financial Services in Overland Park, Kansas and has been since February 2016. He has three customer disputes against him. Please call our securities law offices today to speak to an attorney about your options of suing Raymond James in the FINRA arbitration forum on a contingency fee basis to recover money losses. 312-332-4200.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys