Published On: February 14, 2017

Stoltmann Law Offices is investigating Jennifer Lynn Steele, who was accused of outside business activity. Steele was the sole owner and managing member of the outside business activity, for which she was compensated. The company was formed for tax-and-asset protection purposes, and Steele received a salary and distributions from the outside business. She did not provide written notice to her firm, Harbor Light Securities, regarding her outside business activities, which is against securities laws. For this, she was suspended for one month and fined $5,000.

Steele was registered with Wachovia Securities in St. Louis, Missouri from August 2000 until March 2003, Gunnallen Financial in Tampa, Florida from March 2003 until December 2009, JP Turner & Co. in Tampa from December 2009 until July 2012 and Harbor Light Securities in Tampa from July 2012 until December 2016. She has one customer dispute against her. Please call our Chicago-based law firm at 312-332-4200 for a free consultation with one of our attorneys about any losses you may have suffered with Jennifer Lynn Steele. You may be able to recover those losses by bringing a claim against her former firm, Harbor Light Securities in the FINRA arbitration claims process. We take cases on a contingency fee basis only.

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