Published On: February 23, 2017

The attorneys of Stoltmann Law Offices are interested in hearing from those investors who may have invested with Joel Kassewitz, a former Wells Fargo advisor in Coral Gables, Florida. Mr. Kassewitz was accused of recommending unsuitable oil and gas investments, committing fraud, and breaching fiduciary duty while registered at Credit Suisse. He also allegedly over-concentrated investments. While registered with Merrill Lynch, Kassewitz allegedly recommended unsuitable products, executed excessive trades, misrepresented material facts and omitted material facts. These are all against securities rules and regulations.

According to his FINRA BrokerCheck report, Kassewitz was registered with Painewebber Inc. in Weehawken, New Jersey from April 1988 until April 1995, Prudential Securities in New York, New York from May 1994 until July 1999, Merrill Lynch in Miami, Florida from July 1999 until September 2008, Credit Suisse in West Palm Beach, Florida from September 2008 until February 2016 and Wells Fargo Advisors in Coral Gables, Florida from January 2016 until May 2016. He has eight customer disputes against him, one of which is currently pending. He is not currently registered with any FINRA member firm.

Please call our securities law firm based in Chicago, Illinois if you suffered losses with Joel Kassewitz. We may be able to help you bring a claim against him in the FINRA arbitration forum on a contingency fee basis. Mr. Kassewitz’s firm, Wells Fargo, may be responsible for your investment losses because the firm had a duty to reasonably supervise him and its other employees. Because it did not, we may be able to help you bring an arbitration claim against it. 312-332-4200. The call is free with no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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