Stoltmann Law Offices is investigating Joey Broussard, a former adviser with Source Capital Group. The Financial Industry Regulatory Authority (FINRA) barred him from the securities industry after alleging that he forged the signature of one of his customers. He allegedly convinced the customer to invest $15,000 in an oil and gas venture called Bayou City Exploration. The customer then asked Broussard to rescind his investment and he subsequently forged the customer’s signature on a document. This is against securities rules and regulations.
Broussard was registered with Red River Securities in Plano, Texas from December 2009 until February 2010 and Source Capital Group in Allen, Texas from July 2010 until April 2014. He is not registered within the industry. If you or someone you know invested money with Joey Broussard, we may be able to help you bring a claim against his former firm, Source Capital Group for investment losses. We sue firms like Source Capital Group in the FINRA arbitration forum on a contingency fee basis. Please call today. 312-332-4200. The call is free with no obligation.
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