Published On: April 11, 2017

Did you lose money with John Oldham, formerly registered with NPB Financial Group? If so, the attorneys at Stoltmann Law Offices may be able to help you recover those losses. Oldham allegedly entered into an arrangement with an investment advisor (IA) to sell to invest in alternative investments such as non-traded real estate investment trusts (REITs) and business development companies (BDCs). Allegedly, between 2014 and 2015, Olham facilitated the sales of 99 alternative investments to 50 customers referred to him by the IA. He then shared commissions with the IA, who was not registered as a broker-dealer. This is against securities laws. Oldham was suspended for three months and fined $5,000. Oldham was a registered representative and financial advisor of NPB Financial Group from May 2014 until September 2015. He was also affiliated with Center Street Securities from September 2015 until October 2016. He worked in Wautoma, Wisconsin. Please call our Chicago and Barrington, Illinois-based securities law firm today at 312-332-4200 to speak to an attorney about how you may be able to bring legal recourse against NPB for losses with John Oldham on a contingency fee basis. The call is free with no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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