Stoltmann Law Offices is investigating John S. Simpson, who was recently barred from the securities industry. He allegedly recommended unsuitable, unauthorized investments and over-concentrated portfolios in oil and gas investments. Oil and gas investments can be especially risky for investors because they tend to be illiquid. If you or someone you know was recommended oil and gas investments by John S. Simpson, you may be able to bring legal recourse against his former firm, RBC, in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. Please call today for a free consultation with one of our attorneys. There is no obligation.
Simpson was registered with Painewebber Inc. in Weehawken, New Jersey from November 1980 until July 1992, UBS Painewebber in Weehawken from August 1992 until May 2003, Ferris, Baker Watts in Baltimore, Maryland from May 2003 until March 2009 and RBC Capital Markets in Hunt Valley, Maryland from March 2009 until February 2016. He has six customer disputes against him, one of which is currently pending. He has one criminal disposition against him, according to his online, FINRA BrokerCheck report.
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