What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 14, 2016

There have been numerous Financial Industry Regulatory Authority (FINRA) complaints against John Tinnelly, a broker with Woodstock Financial in Hawthorne, New York. These include alleged securities law violations such as unsuitable investments, unauthorized trading and churning, or excessive trading. He also was accused of breach of contract which is against securities laws. Churning is typically engaged in only to profit the broker through the generation of commissions created by the trades. It can also generate large fees for the client. If you suffered financial losses at the hands of John Tinnelly, please call our securities law firm in Chicago, Illinois for a free consultation with an attorney. There is no obligation. We help investors recover their losses by suing the brokers’ firm, in this case, Woodstock Financial in the FINRA arbitration forum on a contingency fee basis. Please call today. 312-332-4200.

According to his BrokerCheck report, Tinnelly was registered with Biltmore Securities in Ft. Lauderdale, Florida from May 1993 until August 1994, Monroe Parker Securities in Purchase, New York from August 1994 until December 1997, Fin-Atlantic Securities in Jupiter, Florida from April 1998 until October 1998, Emerson Bennett & Associates in Ft. Lauderdale from June 2000 until March 2001 and Woodstock Financial Group in Garden City, New York from September 2008 until May 2013. He is currently registered with Woodstock Financial in Hawthorne, New York and has been since May 2015. He has 10 customer disputes against him, two of which are currently pending.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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