What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: August 23, 2016

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Jonathan Casiano was accused of misappropriating funds totaling at least $14,400 from three affiliated bank customers which is in violation of FINRA rules. Allegedly, in June 2016, Casiano issued debit cards linked to the accounts of five bank customers. Between June 2, 2016 and June 28, 2016, Casiano directed family members and a friend to use the debit cards to make withdrawals of funds from three of the bank customers’ accounts totaling $14,400. He then used the funds to make personal purchases. For this, he was barred from the industry. According to his online FINRA BrokerCheck report, Jonathan Casiano was registered with JP Morgan Securities in Arlington, Texas from March 2016 until July 2016. He is not currently registered with any firm, he is not licensed and has been barred from the industry. If you feel that you may have a claim and would like to sue his former firm, JP Morgan Securities, in the FINRA arbitration forum, please call us today. Attorneys are standing by to take your call for free and there is no obligation. JP Morgan may be responsible for investment losses and we sue firms on a contingency fee basis. 312-332-4200.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys