Did you lose money with Joshua Mosshart, a former registered representative with LPL Financial in Westlake Village, California? If so, please call our securities law firm in Chicago to speak to an attorney for free about your options of suing LPL Financial for not properly supervising Mosshart and allowing him to violate securities laws. We sue firms such as LPL Financial in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis to recover money for investors. The call to us is free so please call today.
Mosshart was involved in selling investment offerings of Enviro Board, which was purported to be a company that made environmentally friendly building materials. Enviro Board was never profitable, and Mosshart was alleged to have made misrepresentations regarding the profitability and viability of the company. Investments in Enviro Board were not properly registered.
Mosshart was registered with Financial West Group in Westlake Village, California from May 1999 until June 1999, Schoff & Baxter in Burlington, Iowa from July 1999 until December 1999, Fasco International in Walnut, California from January 2000 until August 2001, Chicago Investment Group in Chicago, Illinois from August 2001 until November 2001, UBS in Weehawken, New Jersey from February 2003 until July 2004 and LPL Financial in Westlake Village from July 2004 until December 2012. He is not currently registered with any firm and has three customer disputes against him.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.