According to the Financial Industry Regulatory Authority (FINRA), Joshua Stamm, a former registered representative with Merrill Lynch, is currently under investigation for allegations of misconduct. He is accused of selling away, assisting a client in making credit arrangements outside the firm and sending written correspondence without management review. Selling away is a tactic used by brokers to generate large commissions for themselves and it is against securities rules and regulations. Please call our securities law offices in Chicago if you have suffered losses with Joshua Stamm. We may be able to help you bring a claim against Merrill Lynch for losses. The call is free. 312-332-4200.
Mr. Stamm was registered with Edward Jones in St. Louis, Missouri from August 2002 until November 2004, UBS Financial Services in Lynchburg, Virginia from November 2004 until April 2008 and Merrill Lynch in Lynchburg from March 2008 until July 2016. He has one customer dispute against him and is not licensed within the industry, according to his online FINRA BrokerCheck report.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
