What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 2, 2016

Did you lose money with Kevin Dunnigan of Investment Centers of America in Loveland, Colorado? If so, the attorneys of Stoltmann Law Offices would like to speak with you about your investment losses. Dunnigan’s firm, Investment Centers of America, may be responsible for financial losses because of the firm’s inability to supervise him. We may be able to help you bring an arbitration claim against Investment Centers of America in the FINRA arbitration forum on a contingency fee basis. Dunnigan was accused of providing false and misleading information, making unsuitable investment recommendations and failing to conduct due diligence. He was also accused of misrepresenting material facts related to a mutual fund investment and failed to disclose risks and commissions. All of these are against securities rules and regulations. Dunnigan was registered with Integrated Resources Equity Corp from May 1984 until November 1989 and Royal Alliance Associates in New York, New York from November 1989 until December 1990. He is currently registered with Investment Centers of America in Loveland, Colorado and has been since December 1986. He has six customer disputes against him.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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