According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Kevin Paul Hudak violated securities laws. Hudak allegedly used non-authentic signatures on at least 25 forms required by his firm. He also allegedly provided false and misleading testimony regarding the forms. These are both against securities rules and regulations. Hudak had the customers sign blank forms, which he then photocopied and reused for future low-priced securities transactions. For this, he was barred from the securities industry.
Hudak was registered with PFS Investments in Duluth, Georgia from November 2001 until September 2005, Cetera Advisor Networks in Albuquerque, New Mexico from February 2006 until June 2014 and Foothill Securities in Albuquerque from June 2014 until October 2015. He is not licensed and has been permanently barred from the industry, according to his online FINRA BrokerCheck report.
Please call our law offices today if you suffered losses with Mr. Hudak. We may be able to recover those losses for you in the FINRA arbitration forum on a contingency fee basis. The call to us is free with no obligation. 312-332-4200.
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