Kimberly Springsteen-Abbott was recently barred by the Financial Industry Regulatory Authority (FINRA), and was ordered to disgorge $208,953.75 plus prejudgment interest. She allegedly misused investor funds for three years by improperly allocating $208,953.75 in credit card charges to the investment funds to which the funds’ paid for personal travel, family meals, toys, home décor and other expenses that were not related to the business. This is against securities rules and regulations, and, if you lost money because of Ms. Abbott, you may be able to recover those losses in the FINRA arbitration forum. We take cases on a contingency fee basis only so please call today. The call is free with no obligation. Attorneys are standing by to discuss your options.
Ms. Abbott was registered with Butcher & Singer from May 1989 until September 1989, Wheat, First Securities in Charlotte, North Carolina from August 1989 until April 1997, Wheat First Securities from September 1989 until April 1997 and Commonwealth Capital Securities in Clearwater, Florida from April 1997 until August 2016. She is not licensed and has been permanently barred from the industry. This, according to her FINRA online BrokerCheck report.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.