According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Larry Allen Stapp allegedly borrowed $200,000 from a firm customer. This is against securities rules and regulations. For this, he was fined $10,000 and suspended for six months. If you invested money with Larry Allen Stapp, you may be able to recover those losses in the FINRA arbitration forum on a contingency fee basis. Please call our Chicago-based securities law firm today to speak to an attorney about your options. The call is free with no obligation. Stapp was registered with H.D. Vest Investment Securities in Irving, Texas from January 1989 until March 1996 and LPL Financial in Midland, Texas from March 1996 until March 2016. He is not currently registered with any member firm and is not licensed within the industry.
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