Were you a client of Assan Faal while he was affiliated with National Securities Corp, Stifel Nicolaus or Sterne Agee? If so, the investment losses that you sustained might be recoverable through the FINRA arbitration claims process. Mr Faal was recently permanently barred from the securities industry. His previous brokerage firms had an ironclad duty and obligation to supervise his activities. The failure to do so can make the firm liable and responsible for any losses that may have been sustained. Please call our investment fraud law firm in Chicago Illinois at 312-332-4200 for no cost review by an attorney
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