Stoltmann Law Offices is investigating Daniel H. Glick from Orland Park, Illinois. The Financial Industry Regulatory Authority (FINRA) barred Glick from the industry for failing to respond to an investigation. FINRA was investigating him over allegations that he forged client signatures to steal and misappropriate their funds.
The Certified Financial Planner (CFP) Board also barred Glick from the industry for the same reasons. Glick was a financial advisor and representative of TransAmerica Financial Advisors from January 2012 to March 2014. He worked in Orland Park, Illinois and was terminated from that branch. TransAmerica Financial Advisors had a duty to supervise Mr. Glick, and they can be sued in the FINRA arbitration process. Please call us at 312–332–4200 to find out how we may be able to help you recover your investment losses.
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