Did you lose money with Brian Smit, a financial advisor with LPL in Sioux Falls, South Dakota? Stoltmann Law Offices is investigating Smit and allegations made by the Financial Industry Regulatory Authority (FINRA) that he engaged in private securities transactions without approval from his brokerage firm, LPL. This is against securities rules and regulations. Please call today to discuss your options with an attorney. The call is free. He was registered with LPL in Sioux Falls from April 2010 until August 2015. He is not currently registered with any FINRA member firm. He is not licensed within the industry and FINRA has permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public.
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