Did you sustain losses with Investment Professionals? William F. Galvin of the Massachusetts Securities Division ordered Investment Professionals to pay a $100,000 fine and offered restitution to four senior citizens who were allegedly sold unsuitable investment products from offices on the premise of local financial institutions. The firm must also retain an independent compliance consultant to review the firm’s policies governing supervision of their Massachusetts registered financial consultants and the sales of securities to persons over 65. Massachusetts charged IPI with using high pressure sales contests and selling unsuitable investment products to senior citizens who were depositors at community banks. If you invested money with IPI, please call our securities law firm at 312-332-4200 for a free consultation. You may be able to recover your losses on a contingency fee basis.
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