Stoltmann Law Offices is investigating Tye Williams of Next Financial Group in Frisco, Texas. Williams allegedly mismanaged client finances by exceeding the scope of his authority and recommended unsuitable investments like Smashburger from 2004 until 2015. Damages are alleged to be in excess of $1,000,000. According to his online Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Williams was registered with Advantage Capital Corp in Atlanta, Georgia from April 1986 until January 1993, Washington Square Securities in Des Moines, Iowa from January 1993 until December 1997, Mutual Service Corporation in Houston, Texas from August 1996 until June 2006 and First Heartland Capital Inc. in Houston from June 2006 until November 2008. He is currently registered with Next Financial Group in Frisco, Texas and has been since November 2008. He has one customer dispute against him, which is currently pending.
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