What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: June 15, 2015

Did you lose money with Roderick Yzaguirre, formerly of Merrill Lynch? As a former registered financial advisor with Merrill Lynch I have an inside look into how the firm supervises its financial advisors. There have been multiple customer complaints filed against Roderick Yzaguirre, indicating that he misappropriated and otherwise stole money from his clients. If you lost money with him, give us a call because those losses might be recoverable through the FINRA arbitration process. Like most brokerage firms, Merrill Lynch includes a binding arbitration clause in its new client agreement so if you were a victim of his and you wish to sue to recover losses against Merrill Lynch, you must do so through the binding arbitration process. This process takes about 12 months. For a free consultation, call us at 312-332-4200. We take cases on a contingency fee basis.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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