Published On: February 20, 2017

You can recover the losses you have sustained with The Vanguard Group by calling our law offices in Chicago at 312-332-4200 to speak with an attorney for a free consultation. We are Chicago and Barrington, Illinois-based securities attorneys who help investors recover their losses with brokerage firms like Vanguard in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. The call to us is free with no obligation. Please call today for your consultation as to whether or not you may be able to bring a claim against Vanguard if you suffered investment losses.

In a recent InvestmentNews article entitled “At Vanguard, customer complaints rise along with assets,” Vanguard has suffered a surge in customer complaints, many of them having to do with required minimum distributions and reinvesting distributions. One elderly client said that a convert of his son’s custodial account “took forever and ever,” and that his representative at Vanguard assigned to him “maybe answered the phone one time in 20.” The account was not changed over. Vanguard has since hired 1,700 new employees after their complaints spiked.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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