Published On: February 21, 2017

Stoltmann Law Offices is investigating Louis Scherschel, who was terminated from Sigma Financial Corp in Sleepy Hollow, Illinois. Scherschel was accused of misconduct and recommending inappropriate exchange-traded funds investments, and failed to implement sell stops despite instructions to do so. He was terminated from Sigma Financial Corp because of allegations he failed to comply with the firm’s correspondence policy. These are all against securities laws. Scherschel was previously registered with RBC Capital Markets in Chicago, Illinois from March 2009 until May 2013 and Sigma Financial Corp in Sleepy Hollow, Illinois from May 2013 until September 2015. He is currently registered with St. Bernard Financial Services in Russellville, Arkansas and has been since November 2015. He has one customer dispute against him. Please call our securities law offices in Chicago and Barrington, Illinois at 312-332-4200 to speak to an attorney about your options of bringing a claim against Sigma Financial Corp for Louis Scherschel losses. The call is free with no obligation. We try cases in the Financial Industry Regulatory Authority (FINRA) arbitration process on a contingency fee basis.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys