What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: December 14, 2016

Stoltmann Law Offices is investigating Marc Bushey, a former registered representative with NYLife Securities. According to his recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) he allegedly converted $10,900 in funds from the account of a firm customer. He did so by writing checks to cash, and depositing those in his personal bank account and then used the funds for his personal use. This is against securities laws and he was barred from the industry by FINRA.

According to his online, FINRA BrokerCheck report, Bushey was registered with Scudder Investor Services in New York, New York from November 1993 until May 1994, A.G. Edwards & Sons in St. Louis, Missouri from October 1998 until October 2001, AXA Advisors in New York from January 2004 until January 2005, NYLife Securities in Bridgewater, Massachusetts from March 2005 until October 2016 and LaSalle Street Securities in Braintree, Massachusetts from September 2016 until November 2016. He has one customer dispute against him.

Please call our Chicago-based securities law firm today if you invested with Mr. Bushey. His former firm, NYLife Securities, can be held liable for losses because it did not properly supervise him. We try cases in the FINRA arbitration forum on a contingency fee basis, so we only get paid if you recover money. 312-332-4200.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys