Published On: September 2, 2015

Stoltmann Law Offices is investigating Mark Andrew Bullivant, a former broker with Raymond James & Associates. Bullivant was recently barred by the Financial Industry Regulatory Authority (FINRA) from associating with any member firm in any capacity. Bullivant refused to appear for a FINRA-requested on-the-record (OTR) testimony involving an investigation into whether he converted customer funds. Mark Andrew Bullivant was registered with Morgan Stanley in Purchase, New York from October 2001 until April 2005, Chase Investment Services Corp in Chicago, Illinois from July 2005 until July 2005, Ameriprise Advisor Services in Fort Meyers, Florida from July 2005 until April 2012 and Raymond James & Associates in Ft. Meyers from April 2012 until December 2013. He has two customer disputes against him. He is not licensed within the industry and FINRA permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public. If you invested money with Mark Andrew Bullivant, his former firm, Raymond James, can be held liable for not adequately supervising him. We are a securities law office based in Chicago, Illinois and we sue firms such as Raymond James in the FINRA arbitration forum for not properly supervising their brokers. Our number is 312-332-4200 and the call is free.

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