According to a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Matthew Kerby, a former registered representative with Edward Jones, violated securities laws. FINRA was investigating Kerby regarding allegations that he converted his elderly customer’s funds. Kerby also refused to give documents to FINRA concerning the allegations, so he was barred from the industry. Mr. Kerby was previously registered with Edward Jones in Paoli, Indiana from August 2007 until November 2017. He is not currently registered as a broker, according to his online FINRA BrokerCheck report.
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