Stoltmann Law Offices is investigating Matthew Ray Jennings, a former broker with Westmoore. Jennings was barred from the industry by the Financial Industry Regulatory Authority (FINRA). The Securities and Exchange Commission (SEC) sanctioned him because he misused investor funds to operate an undisclosed-like ponzi scheme. Jennings was registered with Montano Securities Corporation in Orange, California from July 1993 until January 1995, Titan/Value Equities Group Inc in Irvine, California from December 1994 until April 1995, Brookstreet Securities Corp in San Juan Capistrano, California from April 1995 until March 1996, Del Mar Financial Services in Irvine from March 1996 until August 1996, San Clemente Securities in San Clemente from September 1996 until April 1997, Miller, Johnson & Kuehn Inc. in Minneapolis, Minnesota from April 1997 until March 1998, C.K. Cooper & Co. in Irvine from July 2001 until March 2002, Mission Capital Investment Group in Corona Del Mar from October 1997 until January 2003, and Westmoore Securities in Anaheim, California from July 2002 until January 2009. He is not currently licensed and the SEC permanently barred him from acting as a broker and investment adviser.
If you invested money with Matthew Ray Jennings, please call our securities law firm at 312-332-4200 to speak with an attorney about your options. We sue firms such as Westmoore for failing to properly supervise advisers such as Jennings in the FINRA arbitration process. The call is free with no obligation. We take cases on a contingency fee basis only.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.