Stoltmann Law Offices is investigating Michael Mason, a former representative with Edward Jones in Millington, Tennessee (38053). He was barred by the Financial Industry Regulatory Authority (FINRA) after he failed to respond to an investigation regarding him falsifying client information to open new accounts with Edward Jones. Brokerage firms have an ironclad obligation to oversee their advisors in order to make sure that they don’t break securities rules. If they do, the brokerage firm can be liable for losses. Please call our securities law firm based in Chicago, Illinois if you suffered losses with Mr. Mason. The call is free with no obligation. 312-332-4200.
Michael John-Paul Mason was registered with Northwestern Mutual Investment Services in Memphis, Tennessee from February 2009 until November 2009 and Edward Jones in Millington, Tennessee from November 2009 until January 2015. He is currently not registered within the industry according to his online, FINRA BrokerCheck report.
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