Published On: February 15, 2017

Stoltmann Law Offices is investigating Mike Emmanouilidis, a former Morgan Stanley broker who has been subject to 16 customer complaints, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. Mr. Emmanouilidis was accused of misrepresenting the facts concerning the nature of investment risks in structured products, breached fiduciary duty in connection to investments, and omitting material facts among other things. All of these are against securities rules and regulations.

Mr. Emmanouilidis was registered with The Equitable Life Assurance Society of the United States in New York, New York from April 1983 until January 2000, AXA Advisors in New York from April 1983 until February 2003, UBS in Wellesley, Massachusetts from January 2003 until December 2008 and Morgan Stanley in Wellesley from November 2008 until June 2009. He is currently registered with Morgan Stanley in Wellesley and has been since June 2009. One of his customer disputes is pending. If you would like to have a free consultation with one of our Chicago-based attorneys about how you may be able to bring legal recourse against Morgan Stanley, please call our law firm today. We may be able to help you recover your losses on a contingency fee basis.

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