Kevin Wanner, a former broker with Questar Capital Corp in Bismarck, North Dakota, was recently barred from the industry by the Financial Industry Regulatory Authority (FINRA) for failing to respond to an investigation. The investigation was regarding allegations that he misappropriated or stole money from his clients. This is against securities rules and regulations, and his former firm, Questar Capital, can be sued in the FINRA arbitration process for not supervising Wanner while he worked there. The firm may be responsible for investment losses because it can be held liable for broker’s actions and transgressions. Please call our law firm at 312-332-4200 to speak to an attorney about your options. The call is free. We take cases on a contingency fee basis only.
According to Wanner’s online FINRA BrokerCheck report, he was registered with Amev Investors, F&G Securities, John G. Kinnard and Company, Edward D. Jones, A.G. Edwards & Sons, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital in Bismarck, North Dakota from May 2004 until December 2006, and Woodbury Financial Services. He is not licensed within the industry and FINRA permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public.
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