What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: July 27, 2016

Stoltmann Law Offices is investigating claims against broker Neal Scott, a broker with Meyers Associates. The Financial Industry Regulatory Authority (FINRA) alleged that Scott violated a number of securities laws including breaching fiduciary duty and suitability, among other claims. He also has seven judgments or liens against him. The Virginia Securities Department also alleged that Scott failed to complete his registration process in time and denied his registration in the state.

Scott was registered with E.G. Frances Co., Philips, Appel & Walden, Emanuel and Company, First Asset Management, Joseph Gunnar & Co., US Securities & Futures Corp, JP Turner & Co., Westpark Capital, Bishop, Rosen & Co., and Euro Pacific Capital. He is currently registered with Meyers Associates in New York, New York and has been since September 2015. He has four customer disputes against him, one of which is currently pending.

If you lost money with Neal Scott, you may be able to recover your investment losses by calling our securities law offices at 312-332-4200 and speaking to an attorney for free. We sue firms such as Meyers Associates in the FINRA arbitration forum for not properly supervising their brokers. The firm may be responsible for money losses because of this and you may be able to recover your losses on a contingency fee basis.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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