Published On: July 27, 2016

Stoltmann Law Offices is investigating claims against broker Neal Scott, a broker with Meyers Associates. The Financial Industry Regulatory Authority (FINRA) alleged that Scott violated a number of securities laws including breaching fiduciary duty and suitability, among other claims. He also has seven judgments or liens against him. The Virginia Securities Department also alleged that Scott failed to complete his registration process in time and denied his registration in the state.

Scott was registered with E.G. Frances Co., Philips, Appel & Walden, Emanuel and Company, First Asset Management, Joseph Gunnar & Co., US Securities & Futures Corp, JP Turner & Co., Westpark Capital, Bishop, Rosen & Co., and Euro Pacific Capital. He is currently registered with Meyers Associates in New York, New York and has been since September 2015. He has four customer disputes against him, one of which is currently pending.

If you lost money with Neal Scott, you may be able to recover your investment losses by calling our securities law offices at 312-332-4200 and speaking to an attorney for free. We sue firms such as Meyers Associates in the FINRA arbitration forum for not properly supervising their brokers. The firm may be responsible for money losses because of this and you may be able to recover your losses on a contingency fee basis.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys