What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 8, 2016

Stoltmann Law Offices is investigating Nicholas Tsikitas, a broker with Aegis Capital. Tsikitas has been accused of making unsuitable investment recommendations, churning, overconcentrating investments, being negligent and failing to supervise, among other things. Another client alleged that he caused the filing of certain documents that were materially false or misleading. These are all against securities rules and regulations. Churning is an egregious tactic on a broker’s part that generates high commissions for the broker himself. Please call us today if you would like to sue Aegis Capital in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. We may be able to help you bring a claim against the firm for not reasonably supervising Tsikitas and to recover your financial losses.

Nicholas Tsikitas was registered with Comprehensive Capital Corp in Great Neck, New York from May 1997 until January 1998, First Montauk Securities in Red Bank, New Jersey from February 1998 until June 2000, Trident Partners Ltd in Woodbury, New York from May 2000 until December 2002, American Capital Partners in Wantagh, New York from December 2002 until February 2007 and JD Nicholas & Associates in Syosset, New York from February 2007 until July 2015. He is currently registered with Aegis Capital in Melville, New York and has been since November 2014.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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