Published On: February 21, 2017

Recently, the Financial Industry Regulatory Authority (FINRA) alleged that Nicolaas Petruss, a broker with Noble Financial Capital Markets, solicited clients to purchase nearly a million shares of a company’s common stock without disclosing Noble Financial Capital Markets’ multiple and material conflicts of interest. This is against securities laws. Pronk knowingly or recklessly failed to inform his clients of the firm’s and his compensation that it/he received or anticipated receiving. The firm also allegedly promised additional compensation to its registered representatives, Pronk among them, for promoting, recommending and selling the company’s stock. Noble also allegedly effected short sales of its stock without finding either a borrower or locate for the short sales. If you were a client of Nicolaas Pronk’s and/or Noble Financial Capital Markets in Boca Raton, Florida, please call our law offices to speak to a lawyer regarding the possible recovery of your investment losses today at 312-332-4200. Attorneys are standing by and there is no obligation. We take cases on a contingency fee basis only. Pronk was registered with International Assets Advisory Corp in Orlando, Florida from April 1989 until March 1991 and Noble Capital Markets in Boca Raton since February 1988. He has 10 customer disputes against him.

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