Published On: February 1, 2017

Stoltmann Law Offices is investigating Norman Sicard, who was recently charged by the Financial Industry Regulatory Authority (FINRA) for alleging a customer’s investments including variable annuity and exchange-traded fund products and incurring losses. This is against securities laws and the customer is seeking $1,000,000 in damages in the pending complaint. Many times, brokers fail to disclose the risks associated with these variable annuities, and the customer sustains losses. Sicard’s investment firm, Broker Dealer Financial Services, can be held responsible for losses. Please call our securities law firm today at 312-332-4200 to find out how you can bring a claim against the firm. The call is free with no obligation. Sicard was registered with Chatfield Dean & Co., JWGenesis Financial Group, Wachovia Securities, Capital Securities of America, Wunderlich Securities and Broker Dealer Services in West Des Moines, Iowa from May 2011 until December 2016. He has one pending customer dispute against him.

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