According to publicly available records by the Financial Industry Regulatory Authority (FINRA) it is indicated that Citigroup Global Markets registered broker Owen Watstein, recommended unsuitable holdings and “collected fees on an ‘account that was not even monitored,’” was responsible for a “high risk” account breakdown and mishandled accounts, among other violations of securities laws. According to his online publicly available FINRA BrokerCheck report, Watstein was registered with Lehman Brothers in New York, New York from March 1993 until July 1993, Painewebber Inc. in Weehawken, New Jersey from August 1993 until June 1996, Schonfeld Securities in Jericho, New York from July 1996 until August 1997 and Citicorp Investment Services in New York from March 1998 until May 2007. He is currently registered with Citigroup Global Markets in New York and has been since May 2007. He has three customer disputes against him, one of which is currently pending. If you would like to bring a claim against Owen Watstein for investment losses, please call our Chicago-based securities law firm at 312-332-4200 to speak to an attorney for free. You may be able to sue Citigroup Global in the FINRA arbitration forum on a contingency fee basis, which means we do not make money unless you recover yours. Please call today as time is of the essence.
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