Published On: September 22, 2015

Stoltmann Law Offices is investigating Paul Raisig, a former broker with Leonard Securities in Oklahoma City, Oklahoma. The Financial Industry Regulatory Authority (FINRA) accused him of churning a customer account, which is excessive trading in a customer account to generate large commissions for the broker. He was terminated from Leonard Securities in 2013 and filed for Chapter 7 bankruptcy. He was registered with PAS Inc. from May 1992 until May 1994, Century Investment Group in San Diego, California from May 1994 until February 1996, Service Asset Management in Dallas, Texas from March 1996 until October 1997 and Leonard Securities in Oklahoma City, Oklahoma from October 1997 until July 2013. He has two customer disputes against him, one of which is currently pending. He is not licensed within the industry. If you lost money with Paul Raisig, his former firm, Leonard Securities may be responsible for investment losses. Please call our securities law firm in Chicago at 312-332-4200 to speak with an attorney about your options. The call is free with no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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