Stoltmann Law Offices is investigating Paul Smith, a former broker with Bolton Global Capital in Wayne, Pennsylvania. Smith was accused of breaking securities laws, including participating in private securities transactions without notifying the firm, misrepresenting material facts, breaching fiduciary duty, making unsuitable recommendations, failing to supervise, and executing options trades, among other things. If you suffered money losses with Paul Smith, please call our law firm in Chicago for a free consultation at 312-332-4200. You may be eligible to recover your losses on a contingency fee basis. The law sets a statute of limitations for these cases, so we recommend you call today and not delay. The call is free with no obligation.
According to his online Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, Mr. Smith was registered with Prudential-Bache Securities from December 1982 until February 1987, E.F. Hutton & Company from January 1987 until April 1988, Shearson Lehman Hutton in New York, New York from April 1988 until January 1990, Janney Montgomery Scott in Philadelphia, Pennsylvania from January 1990 until July 2000, Tucker Anthony Inc. in Boston, Massachusetts from June 2000 until February 2002, Philadelphia Brokerage Corp in Wayne, Pennsylvania from January 2002 until May 2007 and Bolton Global Capital in Wayne from May 2007 until February 2017. He has three customer disputes against him and is currently not registered within the industry.
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