What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: July 15, 2016

Former Puerto Rico-based TransAmerica Financial Investors broker Pedro G. Seijo recently resigned from the firm while being under “internal review.” There were allegations that he was involved with “unauthorized check withdrawals” from two clients’ variable annuity contracts and subsequent deposits into “an unauthorized account.” Another customer alleged that he executed “unauthorized withdrawals and subsequent check deposits” in relation to a variable annuity investment. Seijo was registered with Transamerica Financial Advisors in San Juan, Puerto Rico from December 1991 until May 2016. He has two customer disputes against him, both of which are currently pending. He is not licensed within the industry. The attorneys at Stoltmann Law Offices are interested in speaking with those investors who may have lost money with Seijo, as we may be able to help them recover their losses on a contingency fee basis. We bring arbitration claims against firms such as Transamerica in the Financial Industry Regulatory Authority (FINRA) arbitration forum. Please call today.

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