Stoltmann Law Offices is investigating Aegis Capital broker Paul Falcon. Falcon allegedly recommended unsuitable investments, executed unauthorized trades, made excessive transactions, recommended investments that performed poorly and failed to follow instructions. These are all against securities laws. His firm, Aegis Capital, may be responsible for losses and we sue firms in the Financial Industry Regulatory Authority (FINRA) arbitration forum to recover money for investors on a contingency fee basis. Please call our Chicago-based law offices today to speak to an attorney for free about your options.
Falcon was previously registered with The Equitable Life Assurance Society, Equico Securities, GKN Securities Corp, Waterhouse Securities, Citicorp Investment Services, First Union Brokerage Services, Wachovia, Allstate, Statetrust and Global Strategic Investments. He is currently registered with Aegis Capital in Boca Raton, Florida and Miami, Florida and has been since July 2013. He has five customer disputes against him, one of which is currently pending.
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