Types of Investment Fraud
Types of Investment Fraud
Our Chicago investment fraud attorneys offer their clients a combined 35 years of experience fighting for investor rights from offices in Chicago, Illinois and suburban Barrington, Illinois and Downers Grove, Illinois. We have represented investors in FINRA arbitration claims and investment lawsuits from every state and territory, in addition to representing investors from several countries. The attorneys at Stoltmann Law Offices have dedicated their life’s work to representing investors who have been cheated or defrauded by those professionals they trusted with their hard-earned money and retirement savings, recovering in excess of $50 million for investors over the years.
Unsuitable Investment Recommendations
Brokerage firms, brokers and registered investment advisors have a duty to make appropriate and suitable investment recommendations. Each state defines what is a suitable recommendation differently. Classic unsuitable recommendations?
- The sale of speculative, high risk stocks to a retired investor or a client with limited financial resources;
- Concentrating an investor’s portfolio in one or a few securities or types of securities;
- Failing to asset allocate a client’s portfolio;
- Utilization of margin for a client with limited financial resources.
Additional Information on Types of Investment Fraud
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Since its inception in March 2005, Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and the companies they work for. Our Chicago investment fraud attorneys offer their clients a combined 35 years of experience fighting for investor rights from offices in Chicago, Illinois and suburban Barrington, Illinois and Downers Grove, Illinois.
The attorneys at Stoltmann Law Offices have dedicated their life’s work to representing investors who have been cheated or defrauded by those professionals they trusted with their hard-earned money and retirement savings, recovering in excess of $50 million for investors over the years.