Stoltmann Law Offices continues to investigate Cathy Ione Earnest, who was barred from the industry by the Financial Industry Regulatory Authority (FINRA). Earnest allegedly received a $350,000 loan from a senior client and did not repay it. This is against securities laws. She also allegedly failed to produce FINRA-requested information and documents in connection with that investigation. According to her online FINRA BrokerCheck report, Ms. Earnest was registered with Pruco Securities in Chicago, Illinois from April 1995 until March 2015. She has one customer dispute against her and has been permanently barred from the industry. Please call our Chicago and Barrington, Illinois-based law firm today in order to speak to an attorney for free about your options of recovering your investment losses with Cathy Ione Earnest. We sue firms like Pruco in the FINRA arbitration forum on a contingency fee basis. The call to us is free so please call today.
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