Were You Recommended Unsuitable and Illiquid Investments By Roy Williams?

If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about your investment losses. Mr. Williams, while employed at EDI Financial, allegedly recommended unsuitable and illiquid investments. He also allegedly recommended investments that performed poorly. These are against securities rules and regulations. Brokers such as Roy Williams, have an ironclad obligation to only recommend and sell those investments that are suitable for clients. If they do not, their firms may be held liable for those losses. We are Chicago-based securities attorneys who sue firms like EDI in the Financial Industry Regulatory Authority (FINRA) on a contingency fee basis in order to recover losses for investors. Please call our law offices today at 312-332-4200 to find out how you may be able to recover your losses. The call is free with no obligation.
Roy Alvin Williams has also been registered with Metropolitan Life Insurance Company, MetLife Securities, 1717 Capital Management Company, Mony Securities Corp, Washington Square Securities, USAllianz Securities, Harvest Capital LLC, and EDI Financial in Stratford, Connecticut from February 2006 until October 2016. He is currently registered with Center Street Securities in Stratford and has been since October 2016. He has five customer disputes against him. This is according to his online, FINRA BrokerCheck report.